Southwest Securities Co., Ltd.

Chongqing-based Chinese securities firm offering brokerage, trading, and investment banking

What Southwest Securities does

Southwest Securities is a Chinese brokerage firm based in Chongqing, founded in 1990. It helps individuals and institutions buy and sell stocks, bonds, and futures, and it lends money to clients for trading. It also helps companies raise money by issuing stocks and bonds, advises on mergers, and manages investments for clients.

How Southwest Securities makes money

It earns commissions and interest from brokerage, margin lending, and repo/pledge financing, plus underwriting and advisory fees from investment banking and management fees from asset management. It also makes gains and losses by trading equities, fixed income, and derivatives with its own capital.

Products & services

• Securities brokerage and margin trading
• Stock pledge and repurchase financing
• Equity and bond underwriting
• M&A restructuring advisory
• Asset management
• Futures brokerage and risk management