HUAXI Securities Co., Ltd.

Chengdu-based securities firm offering brokerage, investment banking and asset management

What HUAXI Securities does

HUAXI Securities is a Chinese brokerage firm that helps individuals and institutions buy and sell stocks, bonds, futures and other financial products. It also helps companies raise money by issuing shares and bonds, advises on mergers, and manages investment funds for clients. The company is headquartered in Chengdu and was founded in 2000.

How HUAXI Securities makes money

It earns commissions and fees from brokerage, product sales, underwriting, advisory and asset management, plus interest income from margin financing, securities lending and stock-pledged repurchase. It also generates trading and investment gains from proprietary trading, market-making and private equity investments.

Products & services

• Securities and futures brokerage
• Wealth management and financial product sales
• Margin financing and securities lending
• Stock and bond underwriting and sponsorship
• M&A financial advisory
• Asset management and private fund management