Huatai Securities Co., Ltd.

Chinese securities firm offering brokerage, investment banking, and asset management

What Huatai Securities does

Huatai Securities is a Nanjing-based brokerage and investment firm serving individuals, companies, and institutions in China and abroad. It helps people buy and sell stocks, bonds, funds, futures, and options, lends money to investors against their securities, and helps companies raise capital by issuing shares and bonds. It also manages investment funds and trades securities itself.

How Huatai Securities makes money

It earns brokerage commissions and fees from trading, financial product sales and advisory, investment banking underwriting and advisory fees, and asset management fees, plus interest income from margin financing and securities-backed lending and gains from its own trading and investments.

Products & services

• Securities, futures and options brokerage
• Margin financing and securities lending
• Investment banking (equity and bond underwriting, financial advisory)
• Prime brokerage and asset custody
• Asset management and private equity investment
• FICC and equity derivatives trading